Statements (51)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:financial_services_company
|
| gptkbp:definedIn |
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
|
| gptkbp:engagedIn |
Swap Transactions
|
| https://www.w3.org/2000/01/rdf-schema#label |
Swap Dealer
|
| gptkbp:mayInclude |
gptkb:bank
Non-Bank Financial Institution |
| gptkbp:mustRegisterWith |
gptkb:SEC
gptkb:CFTC |
| gptkbp:regulates |
gptkb:Commodity_Futures_Trading_Commission
gptkb:Securities_and_Exchange_Commission |
| gptkbp:role |
Counterparty to Swap Transactions
Market Maker in Swaps |
| gptkbp:subject |
gptkb:Volcker_Rule
Capital Requirements Reporting Requirements Business Conduct Standards Margin Requirements Position Limits Prudential Regulation Anti-Fraud Provisions Chief Compliance Officer Requirements Clearing Requirements Cross-Border Rules Daily Trading Records Requirements Dispute Resolution Procedures Large Trader Reporting Portfolio Compression Requirements Portfolio Reconciliation Requirements Real-Time Public Reporting Recordkeeping Requirements Registration Requirements Supervision Requirements Swap Data Repository Reporting Swap Dealer De Minimis Exception Swap Execution Facility Rules Compliance Requirements Risk Management Requirements Annual Reporting Requirements Anti-Manipulation Provisions Business Continuity Requirements Conflict of Interest Provisions Customer Protection Requirements Customer Relationship Documentation Internal Controls Requirements Segregation Requirements Swap Dealer Compliance Program Swap Dealer Registration Form Swap Trading Relationship Documentation Valuation Dispute Resolution |
| gptkbp:bfsParent |
gptkb:Major_Swap_Participants
|
| gptkbp:bfsLayer |
7
|