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gptkbp:instance_of
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gptkb:legislation
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gptkbp:amended_by
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gptkb:Securities_and_Futures_(Amendment)_Ordinance_2004
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2005
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2006
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2007
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2008
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2009
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2010
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2011
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2012
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2013
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2014
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2015
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2016
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2017
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2018
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2019
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2020
gptkb:Securities_and_Futures_(Amendment)_Ordinance_2021
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gptkbp:applies_to
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licensed corporations
registered institutions
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gptkbp:effective_date
|
1 April 2003
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gptkbp:enacted_by
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gptkb:Legislative_Council_of_Hong_Kong
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gptkbp:enforces
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gptkb:Securities_and_Futures_Commission
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gptkbp:establishes
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gptkb:Securities_and_Futures_Commission
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gptkbp:facilitates
|
market transparency
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gptkbp:governs
|
securities markets
futures markets
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https://www.w3.org/2000/01/rdf-schema#label
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Securities and Futures Ordinance
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gptkbp:includes
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provisions for insider trading
provisions for disclosure of interests
provisions for market manipulation
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gptkbp:is_implemented_in
|
gptkb:Securities_and_Futures_Commission
|
|
gptkbp:is_part_of
|
financial regulatory framework in Hong Kong
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gptkbp:is_related_to
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Companies Ordinance
Banking Ordinance
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gptkbp:is_subject_to
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judicial review
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gptkbp:penalty_shootout
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breach of regulations
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gptkbp:promotes
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fair trading practices
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gptkbp:provides
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investor protection
rules for trading practices
rules for clearing and settlement
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gptkbp:regulates
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investment products
market conduct
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gptkbp:requires
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licensing of brokers
licensing of dealers
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gptkbp:supports
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financial stability
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gptkbp:bfsParent
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gptkb:Securities_and_Futures_Commission_of_Hong_Kong
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gptkbp:bfsLayer
|
5
|