Securities and Futures Commission

GPTKB entity

Statements (57)
Predicate Object
gptkbp:instance_of gptkb:regulations
gptkbp:aims_to promote fair trading
enhance market integrity
foster investor confidence
gptkbp:collaborates_with international regulatory bodies
gptkbp:conducts investigations
gptkbp:country gptkb:Hong_Kong
gptkbp:enforces securities laws
gptkbp:established gptkb:1989
gptkbp:governed_by gptkb:Securities_and_Futures_Ordinance
gptkbp:has_authority_over market operators
licensed corporations
registered investment advisers
gptkbp:has_role financial stability
market surveillance
anti-money laundering
sustainable finance initiatives
regulatory reform
investor education
financial market development
counter-terrorist financing
gptkbp:headquarters gptkb:Hong_Kong
https://www.w3.org/2000/01/rdf-schema#label Securities and Futures Commission
gptkbp:influence penalties
gptkbp:is_a_member_of gptkb:Asia-Pacific_Economic_Cooperation
gptkb:International_Organization_of_Securities_Commissions
gptkbp:is_accountable_to gptkb:Legislative_Council_of_Hong_Kong
gptkbp:is_involved_in policy development
financial literacy initiatives
cross-border cooperation
gptkbp:is_led_by gptkb:CEO
gptkbp:is_subject_to public accountability
gptkbp:is_tasked_with ensuring market transparency
monitoring market conduct
protecting investors' interests
gptkbp:issues gptkb:guidelines
gptkbp:key_player Hong Kong's financial system
gptkbp:license asset managers
securities firms
futures brokers
gptkbp:oversees financial intermediaries
gptkbp:promotes investor protection
gptkbp:provides gptkb:educational_resources
gptkbp:provides_guidance_on corporate governance
disclosure requirements
gptkbp:provides_oversight_for derivatives markets
exchange-traded funds
real estate investment trusts
gptkbp:publishes annual reports
gptkbp:regulates securities market
futures market
gptkbp:responsible_for licensing of financial products
gptkbp:support regulatory proposals
gptkbp:website www.sfc.hk
gptkbp:bfsParent gptkb:Hong_Kong_Futures_Exchange
gptkb:HKEX_Group_Limited
gptkbp:bfsLayer 5