Hong Kong Securities and Futures Commission

GPTKB entity

Statements (76)
Predicate Object
gptkbp:instanceOf gptkb:government_agency
gptkb:legislation
gptkbp:abbreviation gptkb:SFC
gptkbp:CEO gptkb:Julia_Leung
gptkbp:chairman gptkb:Tim_Lui
gptkbp:country gptkb:Hong_Kong
gptkbp:employs over 900 staff
gptkbp:enforcedBy gptkb:Securities_and_Futures_Ordinance
gptkbp:established 1989
gptkbp:fundedBy investment income
levies on transactions
fees from licensees
gptkbp:headquarters_location gptkb:Quarry_Bay,_Hong_Kong
https://www.w3.org/2000/01/rdf-schema#label Hong Kong Securities and Futures Commission
gptkbp:jurisdiction gptkb:Hong_Kong
gptkbp:mission protect investors
maintain fair, efficient and transparent markets
reduce systemic risks in the securities and futures markets
gptkbp:officialLanguage gptkb:Chinese
English
gptkbp:organization gptkb:government_agency
gptkbp:oversees gptkb:Hong_Kong_Futures_Exchange
gptkb:Hong_Kong_Stock_Exchange
gptkb:Hong_Kong_Exchanges_and_Clearing_Limited
gptkbp:parentOrganization gptkb:Government_of_Hong_Kong
gptkbp:regulates investment advisers
investor education
market manipulation
derivatives
credit rating agencies
exchange-traded funds
real estate investment trusts
securities markets
market transparency
futures markets
corporate finance advisers
fund managers
short selling
intermediaries
brokerage firms
financial intermediaries
margin financing
securities dealers
insider dealing
collective investment schemes
asset management industry
listed companies
market intermediaries
public offers of securities
takeovers and mergers
financial product disclosure
market misconduct
corporate disclosure
insurance-linked securities
auditors of listed companies
automated trading services
compliance advisers
corporate governance of listed companies
custodians of collective investment schemes
disclosure of interests
financial reporting of listed companies
futures dealers
investment-linked assurance schemes
listed structured products
listing sponsors
mandatory provident fund intermediaries
over-the-counter derivatives market
share registrars
trustees of collective investment schemes
virtual asset trading platforms
gptkbp:website https://www.sfc.hk/
gptkbp:bfsParent gptkb:Shenzhen-Hong_Kong_Stock_Connect
gptkb:The_Hongkong_and_Shanghai_Banking_Corporation
gptkb:Barings_Private_Equity_Asia
gptkb:D._E._Shaw
gptkbp:bfsLayer 6