Properties (58)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
legislation
|
| gptkbp:aimsTo |
protect investors
|
| gptkbp:amends |
Securities Acts Amendments of 1975
|
| gptkbp:appliesTo |
publicly traded companies
investment companies |
| gptkbp:enactedBy |
gptkb:United_States_Congress
1934 |
| gptkbp:enforces |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:established |
gptkb:Securities_and_Exchange_Commission
reporting requirements rules for public offerings disclosure obligations framework for enforcement actions rules for corporate governance rules for corporate disclosures civil liabilities for violations regulatory framework for securities trading rules for investment fund disclosures rules for short selling |
| gptkbp:facilitates |
capital formation
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities and Exchange Act
|
| gptkbp:includes |
anti-fraud provisions
provisions for financial audits provisions for whistleblower protections provisions for electronic filing provisions for shareholder rights provisions for market transparency provisions for shareholder meetings proxy solicitation rules regulation of broker-dealers rules for foreign issuers rules for investment advisers |
| gptkbp:influencedBy |
Great Depression
|
| gptkbp:mandates |
periodic reporting
|
| gptkbp:oversees |
securities exchanges
|
| gptkbp:provides |
guidelines for financial reporting
insider trading regulations rules for market manipulation rules for tender offers framework for regulatory compliance framework for investor protection. guidelines for financial analysts guidelines for market research rules for electronic trading rules for shareholder proposals rules for trading securities |
| gptkbp:regulates |
securities markets
|
| gptkbp:requires |
registration of securities
disclosure of financial information audited financial statements disclosure of executive compensation disclosure of related party transactions filing of annual reports disclosure of financial risks disclosure of material events disclosure of ownership stakes disclosure of risk factors registration of investment advisers |