Statements (62)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:legislation
|
| gptkbp:aims_to |
protect investors
reduce systemic risk promote fair trading practices enhance market transparency |
| gptkbp:amended_by |
gptkb:Securities_Acts_Amendments_of_1975
|
| gptkbp:applies_to |
publicly traded companies
hedge funds foreign companies investment companies investment advisers |
| gptkbp:enacted_by |
gptkb:United_States_Congress
1934 |
| gptkbp:enforces |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:established |
gptkb:Securities_and_Exchange_Commission
reporting requirements rules for public offerings rules for financial disclosures rules for electronic filing insider trading regulations rules for corporate disclosures civil liability for violations rules for financial reporting standards |
| gptkbp:facilitates |
capital formation
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities and Exchange Act
|
| gptkbp:includes |
anti-fraud provisions
provisions for whistleblower protections provisions for corporate governance provisions for fraud prevention provisions for shareholder rights provisions for shareholder meetings proxy solicitation rules provisions for financial statement accuracy provisions for investment fund disclosures provisions for investor education. provisions for market research disclosures provisions for mutual fund disclosures |
| gptkbp:influenced_by |
gptkb:Great_Depression
|
| gptkbp:mandates |
periodic financial reporting
|
| gptkbp:oversees |
securities exchanges
|
| gptkbp:provides |
rules for insider trading
framework for enforcement actions rules for market manipulation rules for tender offers framework for regulatory compliance framework for securities regulation rules for broker-dealers guidelines for financial audits guidelines for investment analysis |
| gptkbp:regulates |
securities markets
|
| gptkbp:requires |
registration of securities
disclosure of financial information disclosure of executive compensation disclosure of related party transactions disclosure of material information filing of annual reports filing of quarterly reports disclosure of ownership stakes disclosure of risk factors disclosure of significant events |
| gptkbp:bfsParent |
gptkb:Securities_and_Exchange_Surveillance_Commission_(Japan)
|
| gptkbp:bfsLayer |
6
|