Statements (38)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:legal_case
|
| gptkbp:bfsLayer |
5
|
| gptkbp:bfsParent |
gptkb:Stratton_Oakmont
|
| gptkbp:conference |
gptkb:municipality
protects investors aims to prevent fraud enforces securities laws files civil charges investigates market manipulation requires compliance from firms seeks penalties |
| gptkbp:court |
gptkb:legal_case
|
| gptkbp:decided_by |
gptkb:1996
|
| https://www.w3.org/2000/01/rdf-schema#label |
SEC vs. Stratton Oakmont
|
| gptkbp:impact |
increased scrutiny of brokerage firms
|
| gptkbp:involves |
gptkb:financial_services_company
gptkb:Stratton_Oakmont |
| gptkbp:is_a_basis_for |
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934 |
| gptkbp:judges |
Judge Thomas C. Platt
|
| gptkbp:outcome |
SEC won
|
| gptkbp:precedent |
in securities law enforcement
|
| gptkbp:related_to |
securities fraud
|
| gptkbp:significance |
pivotal in securities regulation
|
| gptkbp:surrounding_area |
gptkb:Company
defunct faced multiple lawsuits associated with Jordan Belfort's life story founded by Jordan Belfort involved in pump and dump schemes known for aggressive sales tactics operated in New York operated in the 1990s was a penny stock firm was featured in a film was investigated for fraud was involved in initial public offerings (IP Os) was known for high-pressure sales tactics |