Statements (21)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities regulation
|
| gptkbp:allows |
private placement of securities
|
| gptkbp:appliesTo |
U.S. securities offerings
|
| gptkbp:codifiedIn |
17 CFR § 230.506(b)
|
| gptkbp:excludes |
SEC registration requirements
|
| https://www.w3.org/2000/01/rdf-schema#label |
Rule 506(b) of Regulation D
|
| gptkbp:investorTypeAllowed |
accredited investors
up to 35 non-accredited investors |
| gptkbp:limitation |
number of non-accredited investors to 35
|
| gptkbp:partOf |
gptkb:Regulation_D
|
| gptkbp:prohibits |
resale of securities except under certain conditions
general solicitation and advertising |
| gptkbp:promotion |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:requires |
disclosure to non-accredited investors
reasonable belief that investors are accredited issuer to take reasonable steps to verify investor status |
| gptkbp:startDate |
April 15, 1982
|
| gptkbp:subject |
bad actor disqualification provisions
|
| gptkbp:usedFor |
raising unlimited capital
|
| gptkbp:bfsParent |
gptkb:Form_D
|
| gptkbp:bfsLayer |
8
|