Statements (56)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities regulation
|
| gptkbp:administeredBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:amendedBy |
gptkb:JOBS_Act_of_2012
|
| gptkbp:appliesTo |
private placements
|
| gptkbp:badActorDisqualification |
applies to Rule 506 offerings
|
| gptkbp:codifiedIn |
gptkb:17_CFR_§§_230.501–230.508
|
| gptkbp:compatibleWith |
investment companies
SEC review of offering bad actors (disqualified persons) |
| gptkbp:dateEnacted |
1982
|
| gptkbp:doesNotPreempt |
state notice filings
|
| gptkbp:enables |
faster capital raising
lower compliance costs |
| gptkbp:exemptionType |
private offering exemption
|
| gptkbp:filingMethod |
Form D within 15 days of first sale
|
| gptkbp:hasRule |
gptkb:Rule_504
gptkb:Rule_506(c) Rule 506(b) |
| https://www.w3.org/2000/01/rdf-schema#label |
Regulation D
|
| gptkbp:investorVerification |
required for Rule 506(c)
|
| gptkbp:limitation |
number of non-accredited investors
|
| gptkbp:notExemptFrom |
anti-fraud liability
|
| gptkbp:preempts |
state securities registration (blue sky laws) for Rule 506 offerings
|
| gptkbp:prohibits |
general solicitation (except Rule 506(c))
|
| gptkbp:purpose |
exempt certain securities offerings from SEC registration
|
| gptkbp:relatedTo |
gptkb:Securities_Act_of_1933
angel investing private equity crowdfunding |
| gptkbp:requires |
gptkb:Form_D_filing
disclosure to non-accredited investors issuer to provide information to investors |
| gptkbp:Rule_504 |
small offerings
|
| gptkbp:Rule_504_advertising |
permitted under certain conditions
|
| gptkbp:Rule_504_limit |
$10 million in 12 months
|
| gptkbp:Rule_504_resaleRestrictions |
may apply
|
| gptkbp:Rule_506_resaleRestrictions |
restricted securities
|
| gptkbp:Rule_506(b) |
private offerings with limited non-accredited investors
|
| gptkbp:Rule_506(b)_advertising |
general solicitation prohibited
|
| gptkbp:Rule_506(b)_investor_limit |
up to 35 non-accredited investors
|
| gptkbp:Rule_506(b)_limit |
unlimited capital
|
| gptkbp:Rule_506(c) |
offerings with general solicitation to accredited investors only
|
| gptkbp:Rule_506(c)_advertising |
general solicitation permitted
|
| gptkbp:Rule_506(c)_investor_limit |
accredited investors only
|
| gptkbp:Rule_506(c)_limit |
unlimited capital
|
| gptkbp:subject |
federal securities laws
anti-fraud provisions state securities laws |
| gptkbp:usedBy |
startups
private companies venture capital funds |
| gptkbp:usedFor |
raising capital without public offering
|
| gptkbp:bfsParent |
gptkb:Real_Estate_Syndication
gptkb:Wefunder gptkb:StartEngine |
| gptkbp:bfsLayer |
7
|