Regulation D Rules

GPTKB entity

Statements (32)
Predicate Object
gptkbp:instanceOf securities regulation
gptkbp:administeredBy gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:appliesTo Private placements
Accredited investors
Non-accredited investors
gptkbp:citation 17 CFR §§ 230.501-230.508
gptkbp:dateEnacted gptkb:Securities_Act_of_1933
gptkbp:exemptionType Safe harbor exemption
gptkbp:filingMethod gptkb:Form_D
https://www.w3.org/2000/01/rdf-schema#label Regulation D Rules
gptkbp:includes gptkb:Rule_504
gptkb:Rule_506(c)
Rule 506(b)
gptkbp:notableReform 2013 JOBS Act changes
gptkbp:purpose Provide exemptions from registration for private offerings of securities
gptkbp:relatedTo Venture capital
Private equity
Securities Act Section 4(a)(2)
Startup fundraising
gptkbp:requiresDisclosureOf Required for non-accredited investors
gptkbp:Rule_504_limit $10 million in 12 months
gptkbp:Rule_506(b)_investor_limit Up to 35 non-accredited investors
gptkbp:Rule_506(b)_limit No maximum offering amount
gptkbp:Rule_506(b)_solicitation No general solicitation allowed
gptkbp:Rule_506(c)_investor_limit Accredited investors only
gptkbp:Rule_506(c)_limit No maximum offering amount
gptkbp:Rule_506(c)_solicitation General solicitation allowed
gptkbp:startDate April 15, 1982
gptkbp:stateLawPreemption Certain offerings preempt state law
gptkbp:分布地区 gptkb:United_States
gptkbp:bfsParent gptkb:17_CFR_§§_230.501–230.508
gptkbp:bfsLayer 8