Statements (22)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
abbreviation
|
| gptkbp:canBe |
individuals
firms |
| gptkbp:compensationModel |
fee-based
|
| gptkbp:disclosureObligation |
conflicts of interest
|
| gptkbp:distinctFrom |
broker-dealers
|
| gptkbp:fiduciaryDuty |
yes
|
| https://www.w3.org/2000/01/rdf-schema#label |
RIAs
|
| gptkbp:industry |
financial services
|
| gptkbp:location |
gptkb:United_States
|
| gptkbp:providesService |
portfolio management
investment advice |
| gptkbp:regulates |
gptkb:U.S._Securities_and_Exchange_Commission
gptkb:state_securities_authorities |
| gptkbp:requiredFiling |
gptkb:Form_ADV
|
| gptkbp:requires |
registration with SEC or state
|
| gptkbp:standsFor |
Registered Investment Advisers
|
| gptkbp:subject |
gptkb:Investment_Advisers_Act_of_1940
|
| gptkbp:targetUser |
individuals
institutions |
| gptkbp:bfsParent |
gptkb:iCapital_Network
|
| gptkbp:bfsLayer |
7
|