Investment Company Amendments Act of 1970
GPTKB entity
Statements (66)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:United_States_federal_law
|
| gptkbp:addresses |
conflicts of interest
liquidity issues |
| gptkbp:affects |
financial markets
financial advisors investment strategies retail investors investment decision-making. |
| gptkbp:allows |
excessive fees
|
| gptkbp:amended_by |
gptkb:Constitution
gptkb:Investment_Company_Act_of_1940 |
| gptkbp:applies_to |
mutual funds
|
| gptkbp:effective_date |
1970-12-31
|
| gptkbp:enacted_by |
gptkb:legislation
|
| gptkbp:encourages |
ethical investment practices
diversification of investments responsible investment practices responsible fund management |
| gptkbp:enforces |
gptkb:financial_services_company
|
| gptkbp:enhances |
regulatory oversight
investor confidence investor protection measures |
| gptkbp:established |
rules for fund advertising
criteria for fund classification standards for investment companies |
| gptkbp:facilitates |
investor education
|
| gptkbp:has_part |
over 100 sections
|
| https://www.w3.org/2000/01/rdf-schema#label |
Investment Company Amendments Act of 1970
|
| gptkbp:impact |
increased regulation of mutual funds
|
| gptkbp:includes |
provisions for shareholder rights
|
| gptkbp:increased |
transparency in investment operations
|
| gptkbp:influence |
penalties for non-compliance
|
| gptkbp:influenced_by |
financial market conditions
|
| gptkbp:influences |
investment company operations
investment company structure investment fund marketing strategies |
| gptkbp:introduced |
gptkb:legislation
|
| gptkbp:mandates |
audits of investment companies
board independence disclosure of investment strategies investor suitability assessments |
| gptkbp:promotes |
fair trading practices
|
| gptkbp:provides |
framework for compliance
protection for investors framework for fund governance guidelines for fund disclosures guidelines for fund performance reporting |
| gptkbp:purpose |
to regulate investment companies
|
| gptkbp:regulates |
investment advisers
|
| gptkbp:related_to |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:requires |
disclosure of financial information
disclosure of risks registration of investment companies disclosure of fund risks disclosure of management fees disclosure of performance fees annual reports from investment companies disclosure of fund expenses |
| gptkbp:signed_by |
gptkb:Henry_Nixon
|
| gptkbp:supports |
financial literacy initiatives
market stability investor rights investor advocacy efforts |
| gptkbp:title |
gptkb:Investment_Company_Amendments_Act
|
| gptkbp:bfsParent |
gptkb:Investment_Company_Act_of_1940
|
| gptkbp:bfsLayer |
5
|