California Securities Law of 1968

URI: https://gptkb.org/entity/California_Securities_Law_of_1968
GPTKB entity
Statements (26)
Predicate Object
gptkbp:instanceOf state securities law
gptkbp:administeredBy gptkb:California_Department_of_Financial_Protection_and_Innovation
gptkbp:alsoKnownAs gptkb:California_Corporate_Securities_Law
gptkbp:appliesTo persons offering or selling securities in California
broker-dealers operating in California
investment advisers operating in California
issuers of securities in California
gptkbp:codifiedIn gptkb:California_Corporations_Code_Section_25000_et_seq.
gptkbp:contains criminal penalties
registration requirements
anti-fraud provisions
civil liability provisions
exemptions from registration
gptkbp:dateEnacted 1968
gptkbp:enactedBy gptkb:California_State_Legislature
https://www.w3.org/2000/01/rdf-schema#label California Securities Law of 1968
gptkbp:influencedBy gptkb:Uniform_Securities_Act
gptkbp:jurisdiction gptkb:California
gptkbp:purpose investor protection
regulation of securities markets
gptkbp:regulates broker-dealers
investment advisers
securities transactions
securities offerings
gptkbp:bfsParent gptkb:California_Department_of_Financial_Protection_and_Innovation
gptkbp:bfsLayer 6