Uniform Securities Act

GPTKB entity

Statements (18)
Predicate Object
gptkbp:instanceOf gptkb:law
gptkbp:adoptedBy various U.S. states
gptkbp:basisFor state blue sky laws
gptkbp:draftedBy gptkb:National_Conference_of_Commissioners_on_Uniform_State_Laws
gptkbp:enforcedBy state securities regulators
gptkbp:firstDrafted 1956
https://www.w3.org/2000/01/rdf-schema#label Uniform Securities Act
gptkbp:jurisdiction gptkb:United_States
gptkbp:notFederalLaw true
gptkbp:purpose regulate securities industry
gptkbp:regulates broker-dealers
investment advisers
securities registration
fraudulent securities practices
gptkbp:updated 1985
2002
gptkbp:bfsParent gptkb:Series_63_exam
gptkbp:bfsLayer 5