Statements (55)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:legislation
|
| gptkbp:addresses |
broker-dealer registration
investment adviser registration |
| gptkbp:aims_to |
reduce fraud in securities markets
|
| gptkbp:amended_by |
state legislatures
|
| gptkbp:applies_to |
state securities laws
|
| gptkbp:enacted_by |
gptkb:United_States
|
| gptkbp:established_in |
gptkb:National_Conference_of_Commissioners_on_Uniform_State_Laws
|
| gptkbp:facilitates |
interstate securities transactions
|
| gptkbp:has_influence_on |
state securities regulators
|
| https://www.w3.org/2000/01/rdf-schema#label |
Uniform Securities Act
|
| gptkbp:includes |
registration requirements
anti-fraud provisions exemptions for certain securities |
| gptkbp:is_adopted_by |
various forms across states
most U. S. states many states in the U. S. |
| gptkbp:is_analyzed_in |
gptkb:academic_research
|
| gptkbp:is_associated_with |
securities fraud cases
|
| gptkbp:is_cited_in |
gptkb:court_cases
financial advisors |
| gptkbp:is_considered_as |
a model for state legislation
|
| gptkbp:is_criticized_for |
complexity
|
| gptkbp:is_designed_to |
protect investors from misleading practices
|
| gptkbp:is_discussed_in |
law school curricula
financial regulation literature |
| gptkbp:is_evaluated_by |
policy analysts
|
| gptkbp:is_examined_in |
legal experts
|
| gptkbp:is_implemented_in |
state legislatures
state regulatory agencies |
| gptkbp:is_influenced_by |
federal securities laws
|
| gptkbp:is_informed_by |
market practices
|
| gptkbp:is_linked_to |
financial stability efforts
|
| gptkbp:is_part_of |
U. S. financial regulatory framework
securities regulation history the legal framework for capital markets the broader regulatory framework for financial markets |
| gptkbp:is_referenced_in |
financial compliance training
|
| gptkbp:is_related_to |
gptkb:Securities_Exchange_Act_of_1934
gptkb:Blue_Sky_Laws investor education initiatives |
| gptkbp:is_reviewed_by |
regulatory bodies
legal scholars |
| gptkbp:is_subject_to |
legal interpretation
|
| gptkbp:is_supported_by |
state securities associations
|
| gptkbp:is_updated_by |
gptkb:Constitution
to reflect market changes |
| gptkbp:is_used_by |
state regulators for enforcement
|
| gptkbp:is_used_to |
educate investors
|
| gptkbp:promotes |
uniformity in state securities regulation
|
| gptkbp:provides |
investor protection
guidelines for enforcement actions |
| gptkbp:purpose |
regulate securities transactions
|
| gptkbp:bfsParent |
gptkb:Pennsylvania_Securities_Act
|
| gptkbp:bfsLayer |
7
|