California Corporate Securities Law
GPTKB entity
Statements (22)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:state_order
|
| gptkbp:alsoKnownAs |
California Blue Sky Law
|
| gptkbp:amendedBy |
multiple times since 1917
|
| gptkbp:appliesTo |
investment advisers
brokers dealers issuers |
| gptkbp:codifiedIn |
gptkb:California_Corporations_Code_Section_25000_et_seq.
|
| gptkbp:dateEnacted |
1917
|
| gptkbp:enforcedBy |
gptkb:California_Department_of_Financial_Protection_and_Innovation
|
| https://www.w3.org/2000/01/rdf-schema#label |
California Corporate Securities Law
|
| gptkbp:jurisdiction |
gptkb:California
|
| gptkbp:prohibits |
fraudulent securities practices
|
| gptkbp:provides |
criminal penalties for violations
civil liability for violations exemptions for certain securities exemptions for certain transactions |
| gptkbp:regulates |
securities sales
securities offerings |
| gptkbp:requires |
registration of securities
|
| gptkbp:bfsParent |
gptkb:California_Securities_Law_of_1968
|
| gptkbp:bfsLayer |
7
|