Statements (18)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities regulation
|
| gptkbp:administeredBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:alsoKnownAs |
gptkb:Rule_15c2-11
|
| gptkbp:amendedBy |
2020
|
| gptkbp:appliesTo |
gptkb:OTC_Markets
|
| gptkbp:citation |
gptkb:17_CFR_§_240.15c2-11
|
| gptkbp:codifiedIn |
gptkb:Title_17_of_the_Code_of_Federal_Regulations
|
| gptkbp:excludes |
Certain Securities and Transactions
|
| https://www.w3.org/2000/01/rdf-schema#label |
17 CFR § 240.15c2-11
|
| gptkbp:partOf |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:purpose |
Prevent Fraudulent and Manipulative Acts
|
| gptkbp:regulates |
gptkb:Broker-Dealers
gptkb:Quotation_of_Over-the-Counter_Securities |
| gptkbp:requires |
Public Availability of Information
Review of Issuer Information |
| gptkbp:startDate |
1971
|
| gptkbp:bfsParent |
gptkb:Regulation_15C2-11
|
| gptkbp:bfsLayer |
6
|