U.S. Securities and Exchange Commission (SEC)
GPTKB entity
Properties (52)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
government agency
|
| gptkbp:collaborates_with |
law enforcement agencies
other regulatory agencies |
| gptkbp:conducts |
investigations
hearings |
| gptkbp:divisions |
gptkb:Division_of_Trading_and_Markets
Division_of_Corporation_Finance Division_of_Enforcement Division_of_Investment_Management |
| gptkbp:enforces |
securities laws
fines suspensions disclosure requirements anti-fraud provisions insider trading laws revocations market manipulation laws |
| gptkbp:founded |
1934
|
| gptkbp:has_a |
five commissioners
|
| gptkbp:hasAuthorityOver |
private companies
public companies investment advisors investment companies |
| gptkbp:headquarters |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
U.S. Securities and Exchange Commission (SEC)
|
| gptkbp:is_funded_by |
securities transaction fees
|
| gptkbp:is_governed_by |
Securities Exchange Act of 1934
Securities Act of 1933 |
| gptkbp:is_part_of |
gptkb:U.S._federal_government
|
| gptkbp:issues |
guidance
regulations annual reports quarterly reports no-action letters |
| gptkbp:jurisdiction |
gptkb:United_States
|
| gptkbp:keyPeople |
gptkb:Gary_Gensler
|
| gptkbp:mission |
protect investors
facilitate capital formation maintain fair, orderly, and efficient markets |
| gptkbp:oversees |
EDGAR database
|
| gptkbp:promotes |
transparency in financial reporting
investor confidence |
| gptkbp:provides |
investor education
|
| gptkbp:regulates |
stock exchanges
securities industry mutual funds broker-dealers investment advisors |
| gptkbp:requires |
filing of Form 10-Q
filing of Form 8-K filing_of_Form_10-K |
| gptkbp:website |
www.sec.gov
|