Series 7 Exam

GPTKB entity

Statements (45)
Predicate Object
gptkbp:instanceOf Securities licensing exam
gptkbp:administeredBy gptkb:FINRA
gptkb:Financial_Industry_Regulatory_Authority
gptkbp:alsoKnownAs gptkb:Series_7
gptkbp:continuingEducation Required
gptkbp:country gptkb:United_States
gptkbp:duration 3 hours and 45 minutes
gptkbp:fareControl $300 (as of 2024)
gptkbp:format Multiple choice
https://www.w3.org/2000/01/rdf-schema#label Series 7 Exam
gptkbp:language English
gptkbp:numberOfRooms 125
gptkbp:offeredBy 1974
gptkbp:officialName gptkb:General_Securities_Representative_Exam
gptkbp:prerequisite Sponsorship by FINRA-member firm
Sponsorship by self-regulatory organization
gptkbp:purpose To assess competency of entry-level registered representatives
gptkbp:renewalPeriod Every 2 years
gptkbp:requires General securities representative registration
Registered representative
Selling corporate securities
Selling direct participation programs
Selling government securities
Selling investment company products
Selling municipal securities
Selling options
Selling variable contracts
Stockbroker license
gptkbp:scoredFor 72%
gptkbp:topic Taxation
Mutual funds
Options
Trading
Markets
Regulations
Insurance products
Customer accounts
Debt securities
Equity securities
Investment company products
Retirement plans
Suitability
gptkbp:website https://www.finra.org/registration-exams-ce/qualification-exams/series7
gptkbp:bfsParent gptkb:General_Securities_Representative_Exam
gptkbp:bfsLayer 6