Statements (45)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:Securities_licensing_exam
|
| gptkbp:administeredBy |
gptkb:FINRA
gptkb:Financial_Industry_Regulatory_Authority |
| gptkbp:alsoKnownAs |
gptkb:Series_7
|
| gptkbp:continuingEducation |
Required
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:duration |
3 hours and 45 minutes
|
| gptkbp:fareControl |
$300 (as of 2024)
|
| gptkbp:format |
Multiple choice
|
| gptkbp:language |
English
|
| gptkbp:numberOfRooms |
125
|
| gptkbp:offeredBy |
1974
|
| gptkbp:officialName |
gptkb:General_Securities_Representative_Exam
|
| gptkbp:prerequisite |
Sponsorship by FINRA-member firm
Sponsorship by self-regulatory organization |
| gptkbp:purpose |
To assess competency of entry-level registered representatives
|
| gptkbp:renewalPeriod |
Every 2 years
|
| gptkbp:requires |
General securities representative registration
Registered representative Selling corporate securities Selling direct participation programs Selling government securities Selling investment company products Selling municipal securities Selling options Selling variable contracts Stockbroker license |
| gptkbp:scoredFor |
72%
|
| gptkbp:topic |
Taxation
Mutual funds Options Trading Markets Regulations Insurance products Customer accounts Debt securities Equity securities Investment company products Retirement plans Suitability |
| gptkbp:website |
https://www.finra.org/registration-exams-ce/qualification-exams/series7
|
| gptkbp:bfsParent |
gptkb:General_Securities_Representative_Exam
|
| gptkbp:bfsLayer |
6
|
| https://www.w3.org/2000/01/rdf-schema#label |
Series 7 Exam
|