Statements (23)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities license
|
| gptkbp:administeredBy |
gptkb:Financial_Industry_Regulatory_Authority
gptkb:North_American_Securities_Administrators_Association |
| gptkbp:duration |
150 minutes
|
| gptkbp:fullName |
gptkb:Uniform_Combined_State_Law_Examination
|
| https://www.w3.org/2000/01/rdf-schema#label |
Series 66
|
| gptkbp:numberOfRooms |
100
|
| gptkbp:prerequisite |
gptkb:Series_7
|
| gptkbp:purpose |
qualify individuals as both securities agents and investment adviser representatives
|
| gptkbp:requires |
investment adviser representative
securities agent |
| gptkbp:scoredFor |
73%
|
| gptkbp:topic |
ethical practices
business information economic factors client recommendations fiduciary obligations investment adviser regulations state securities acts |
| gptkbp:type |
qualification exam
|
| gptkbp:validOn |
gptkb:United_States
|
| gptkbp:bfsParent |
gptkb:Uniform_Securities_Agent_State_Law_Examination
|
| gptkbp:bfsLayer |
6
|