Statements (51)
Predicate | Object |
---|---|
gptkbp:instance_of |
gptkb:test_subjects
|
gptkbp:administered_by |
gptkb:North_American_Securities_Administrators_Association_(NASAA)
|
gptkbp:clinical_trial |
75 minutes
|
gptkbp:complementary_exams |
Series 6, Series 7, Series 65
|
gptkbp:effective_date |
continuing education
recognized across the U. S. |
gptkbp:eligibility |
must be associated with a broker-dealer
|
gptkbp:exam_accessibility |
accommodations available for disabilities
|
gptkbp:exam_fee |
$100
|
gptkbp:exam_impact |
essential for state compliance in securities sales
|
gptkbp:exam_popularity |
widely taken by aspiring financial professionals
|
gptkbp:exam_preparation_courses |
offered by many institutions
|
gptkbp:exam_preparation_resources |
various online platforms
|
gptkbp:exam_statistics |
high pass rates
|
gptkbp:exam_topics |
English
two sections adaptive testing available ethics, regulations, and enforcement includes state laws and regulations provided by NASAA |
gptkbp:facilities |
computer-based testing
|
gptkbp:first_introduced |
gptkb:1970
|
gptkbp:focuses_on |
state securities regulations
|
https://www.w3.org/2000/01/rdf-schema#label |
Series 63
|
gptkbp:is_considered |
two years
|
gptkbp:is_tested_for |
multiple-choice questions
practice tests recommended available post-exam prometric testing centers considered moderate not disclosed to employers online through NASAA over 50 years of administration periodically revised by NASAA |
gptkbp:issues |
not studying state-specific laws
|
gptkbp:material |
available from various providers
|
gptkbp:not_required_in |
some states for certain professionals
|
gptkbp:produces |
varies by individual
|
gptkbp:purpose |
to qualify individuals as securities agents
|
gptkbp:related_licenses |
Series 66, Series 7
|
gptkbp:related_to |
investment advisor representatives
|
gptkbp:requires |
most U. S. states
federal securities agents |
gptkbp:score |
immediate after completion
72% or higher |
gptkbp:security |
strict measures in place
|
gptkbp:study_guide_availability |
online and print formats
|
gptkbp:test_retake_policy |
must wait 30 days for retake
|
gptkbp:visitors |
60
|
gptkbp:bfsParent |
gptkb:Series_7
|
gptkbp:bfsLayer |
5
|