Statements (18)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
Financial exam
|
| gptkbp:administeredBy |
gptkb:FINRA
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:eligibility |
Sponsorship by a FINRA member firm
|
| gptkbp:focusesOn |
Market making regulations
NASDAQ trading rules OTC equity trading |
| https://www.w3.org/2000/01/rdf-schema#label |
Series 55
|
| gptkbp:officialName |
Equity Trader Exam
|
| gptkbp:prerequisite |
gptkb:Series_7
|
| gptkbp:purpose |
To ensure proficiency of equity traders
|
| gptkbp:replacedBy |
gptkb:Series_57
|
| gptkbp:requires |
Equity traders
NASDAQ traders OTC market makers |
| gptkbp:retired |
2016
|
| gptkbp:bfsParent |
gptkb:Series_57
|
| gptkbp:bfsLayer |
7
|