Statements (18)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:legislation
|
| gptkbp:alsoKnownAs |
Marketing Rule
|
| gptkbp:amendedBy |
2020
|
| gptkbp:appliesTo |
registered investment advisers
solicitors and promoters |
| gptkbp:codifiedIn |
Rule 206(4)-1 of the Investment Advisers Act of 1940
|
| gptkbp:enforcedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:permits |
use of testimonials and endorsements with conditions
|
| gptkbp:prohibits |
cherry-picking performance results
false or misleading statements in advertisements |
| gptkbp:regulates |
advertising by investment advisers
|
| gptkbp:replacedBy |
prior advertising and cash solicitation rules
|
| gptkbp:requires |
disclosure of risks and limitations in advertisements
substantiation of material claims |
| gptkbp:startDate |
May 4, 2021
|
| gptkbp:bfsParent |
gptkb:SEC-registered_investment_advisers
|
| gptkbp:bfsLayer |
7
|
| http://www.w3.org/2000/01/rdf-schema#label |
SEC advertising rule
|