Statements (22)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
regulatory process
|
| gptkbp:appliesTo |
public company filings
|
| gptkbp:cause |
enforcement actions
amendments to filings comment letters requests for additional information |
| gptkbp:compatibleWith |
an audit
an endorsement of company |
| gptkbp:conductedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:focusesOn |
disclosure accuracy
financial statement compliance material misstatements |
| gptkbp:frequency |
at least once every three years for large companies
|
| https://www.w3.org/2000/01/rdf-schema#label |
SEC Review
|
| gptkbp:includes |
review of periodic reports
review of proxy materials review of registration statements |
| gptkbp:partOf |
SEC Division of Corporation Finance activities
|
| gptkbp:publiclyDiscloses |
comment letters after review completion
|
| gptkbp:purpose |
ensure compliance with securities laws
|
| gptkbp:bfsParent |
gptkb:Executive_Compensation_Disclosure
|
| gptkbp:bfsLayer |
6
|