SEC Regulation A

GPTKB entity

Statements (50)
Predicate Object
gptkbp:instanceOf United States securities regulation
gptkbp:allows general solicitation
non-accredited investors
gptkbp:alsoKnownAs gptkb:Reg_A
gptkb:Regulation_A
gptkbp:amendedBy gptkb:JOBS_Act_of_2012
gptkbp:appliesTo public offerings of securities
gptkbp:auditedFinancialsRequired gptkb:Tier_2
not required for Tier 1
gptkbp:compatibleWith gptkb:SEC_reporting_companies
investment companies
business development companies
blank check companies
issuers disqualified under bad actor provisions
state securities law preemption (Tier 2)
gptkbp:dateEnacted gptkb:United_States
gptkbp:excludes full SEC registration
gptkbp:filingMethod gptkb:Form_1-A
gptkbp:hasTier gptkb:Tier_1
gptkb:Tier_2
https://www.w3.org/2000/01/rdf-schema#label SEC Regulation A
gptkbp:investorLimitations Tier 2: non-accredited investors limited to 10% of income or net worth
gptkbp:issuedBy gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:maximumOfferingAmount $20 million (Tier 1 as of 2024)
$75 million (Tier 2 as of 2024)
gptkbp:ongoingReportingRequired gptkb:Tier_2
not required for Tier 1
gptkbp:preempts state securities registration (Tier 2 only)
gptkbp:purpose exempt certain securities offerings from SEC registration
gptkbp:relatedTo gptkb:SEC_Regulation_CF
gptkb:JOBS_Act
gptkb:SEC_Regulation_D
crowdfunding
small business capital formation
gptkbp:requires SEC qualification
offering circular
gptkbp:significantlyAmended 2015
gptkbp:startDate 1936
gptkbp:subject SEC review and qualification
anti-fraud provisions of federal securities laws
bad actor disqualification rules
blue sky laws (Tier 1 only)
state securities law (Tier 1)
gptkbp:Tier_1_annual_limit $20 million
gptkbp:Tier_2_annual_limit $75 million
gptkbp:usedBy private companies
emerging growth companies
gptkbp:usedFor mini-IPOs
gptkbp:bfsParent gptkb:SEC_Regulation_D
gptkbp:bfsLayer 7