Pennsylvania Securities Act

GPTKB entity

Statements (65)
Predicate Object
gptkbp:instance_of gptkb:legislation
gptkbp:administered_by Bureau of Securities Compliance and Examinations
gptkbp:aims_to protect investors
gptkbp:amended_by Act 38 of 2004
gptkbp:applies_to securities offerings
gptkbp:defines securities fraud
gptkbp:effective_date 1972-12-01
gptkbp:enacted_by gptkb:Pennsylvania_General_Assembly
gptkbp:enforces gptkb:Pennsylvania_Department_of_Banking_and_Securities
investigations
gptkbp:establishes penalties for violations
gptkbp:governs gptkb:financial_regulation
https://www.w3.org/2000/01/rdf-schema#label Pennsylvania Securities Act
gptkbp:includes exemptions for certain transactions
anti-fraud provisions
gptkbp:is_adopted_by other states
gptkbp:is_analyzed_in financial analysts
gptkbp:is_associated_with capital formation
gptkbp:is_challenged_by court decisions
public forums
industry lobbyists
gptkbp:is_cited_in gptkb:legal_case
gptkbp:is_connected_to financial literacy initiatives
gptkbp:is_criticized_for complexity
gptkbp:is_critiqued_by legal scholars
gptkbp:is_discussed_in gptkb:legal_case
financial news
gptkbp:is_evaluated_by regulatory agencies
policy analysts
gptkbp:is_examined_in court rulings
gptkbp:is_implemented_in regulatory guidelines
gptkbp:is_influenced_by gptkb:public_opinion
market conditions
gptkbp:is_informed_by market trends
gptkbp:is_linked_to financial markets
investment strategies
gptkbp:is_part_of state compliance requirements
financial regulation framework
state regulatory framework
Pennsylvania law
gptkbp:is_promoted_by financial regulators
gptkbp:is_promoted_through gptkb:educational_programs
gptkbp:is_referenced_in academic studies
legislative debates
gptkbp:is_related_to investment risk
gptkbp:is_reviewed_by legislative committees
state courts
gptkbp:is_similar_to gptkb:Uniform_Securities_Act
gptkbp:is_subject_to judicial review
federal securities laws
gptkbp:is_supported_by consumer protection laws
investor advocacy groups
gptkbp:is_updated_by subsequent amendments
gptkbp:is_used_to combat fraud
gptkbp:is_utilized_by gptkb:investors
gptkbp:provides civil remedies
investor protection
criminal penalties
gptkbp:regulates broker-dealers
investment advisers
gptkbp:requires registration of securities
disclosure of material information
filing of financial statements
gptkbp:bfsParent gptkb:Pennsylvania_Department_of_Banking_and_Securities
gptkbp:bfsLayer 6