Office of Investor Advocate

GPTKB entity

Statements (18)
Predicate Object
gptkbp:instanceOf gptkb:government_agency
gptkbp:country gptkb:United_States
gptkbp:established 2014
gptkbp:firstDirector gptkb:Rick_A._Fleming
gptkbp:headquarters_location gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label Office of Investor Advocate
gptkbp:partOf gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:purpose assist retail investors
represent the interests of investors
gptkbp:reportsTo gptkb:U.S._Congress
gptkb:SEC_Chair
gptkbp:responsibility analyze the impact of regulations on investors
submit annual reports to Congress
propose changes to SEC policies to benefit investors
identify problems investors have with financial service providers and products
gptkbp:website https://www.sec.gov/investoradvocate
gptkbp:bfsParent gptkb:Dodd–Frank
gptkbp:bfsLayer 5