Statements (96)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:legislation
|
| gptkbp:aimsTo |
reduce systemic risk
increase transparency improve investor protection |
| gptkbp:appliesTo |
EU investment firms
EU trading venues third-country firms providing services in the EU |
| gptkbp:enforcedBy |
gptkb:European_Securities_and_Markets_Authority
national competent authorities |
| gptkbp:fullName |
gptkb:Markets_in_Financial_Instruments_Directive_II
|
| https://www.w3.org/2000/01/rdf-schema#label |
MiFID II in Europe
|
| gptkbp:includes |
gptkb:MiFIR
|
| gptkbp:jurisdiction |
gptkb:European_Union
|
| gptkbp:regulates |
financial markets
investment services investment firms market infrastructure trading venues data reporting services |
| gptkbp:relatedTo |
gptkb:EMIR
gptkb:CRD_IV gptkb:PRIIPs_Regulation UCITS Directive AIFMD |
| gptkbp:replacedBy |
gptkb:MiFID_I
|
| gptkbp:requires |
record keeping
product approval process business continuity planning disclosure of conflicts of interest periodic statements client reporting product review best execution investor protection measures pre- and post-trade transparency product governance transaction reporting unbundling of research and execution costs client money rules remuneration policies disclosure of fees conflicts of interest management algorithmic trading controls appropriateness assessment client asset protection client categorization consolidated tape providers disclosure of benefits disclosure of charges disclosure of commissions disclosure of conflicts disclosure of costs disclosure of costs and charges disclosure of execution quality disclosure of execution venues disclosure of inducements disclosure of order routing disclosure of product benefits disclosure of product charges disclosure of product commissions disclosure of product costs disclosure of product features disclosure of product inducements disclosure of product risks disclosure of remuneration disclosure of research costs disclosure of risks disclosure of top five execution venues electronic communications recording enhanced governance for investment firms enhanced governance for trading venues inducement rules order record keeping outsourcing controls position limits for commodity derivatives product intervention powers product monitoring restrictions on dark pools suitability assessment systematic internaliser regime telephone recording trading obligation for derivatives trading obligation for shares and derivatives data publication by Approved Publication Arrangements (APAs) transaction reporting by Approved Reporting Mechanisms (ARMs) |
| gptkbp:scope |
bonds
commodities equities derivatives exchange-traded funds structured finance products emission allowances other financial instruments |
| gptkbp:startDate |
2018-01-03
|
| gptkbp:bfsParent |
gptkb:High-Frequency_Trading
|
| gptkbp:bfsLayer |
6
|