MiFID I

GPTKB entity

Statements (31)
Predicate Object
gptkbp:instanceOf European Union law
gptkbp:adoptedBy gptkb:Council_of_the_European_Union
gptkb:European_Parliament
2004-04-21
gptkbp:appliesTo gptkb:European_Economic_Area
gptkbp:category EU financial regulation
EU directive
gptkbp:directive 2004/39/EC
gptkbp:enteredIntoForce 2007-11-01
gptkbp:fullName gptkb:Markets_in_Financial_Instruments_Directive
https://www.w3.org/2000/01/rdf-schema#label MiFID I
gptkbp:implementedIn all EU member states
gptkbp:keyProvision pre- and post-trade transparency
transaction reporting
conduct of business rules
best execution requirements
client categorisation
conflicts of interest management
order handling rules
passporting rights for investment firms
gptkbp:purpose to increase competition and consumer protection in investment services
gptkbp:regulates investment firms
multilateral trading facilities
regulated markets
systematic internalisers
gptkbp:replacedBy gptkb:MiFID_II
Investment Services Directive (ISD)
gptkbp:subjectArea financial markets regulation
gptkbp:bfsParent gptkb:MiFID_II
gptkb:MiFID_II_in_Europe
gptkbp:bfsLayer 7