Know Your Customer Regulations
GPTKB entity
Statements (49)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:legislation
|
| gptkbp:alsoKnownAs |
gptkb:KYC_Regulations
|
| gptkbp:appliesTo |
gptkb:Australia
gptkb:European_Union gptkb:India gptkb:United_Kingdom gptkb:United_States broker-dealers banks financial institutions insurance companies investment firms cryptocurrency exchanges |
| gptkbp:basisFor |
reporting suspicious activity
transaction monitoring customer risk profiling |
| gptkbp:compatibleWith |
investment services
large financial transactions opening bank accounts |
| gptkbp:documentType |
password
driver's license proof of address utility bill national ID card |
| gptkbp:enforcedBy |
financial regulators
anti-money laundering authorities |
| gptkbp:failureToComplyResultsIn |
fines
loss of license regulatory sanctions |
| gptkbp:frequency |
periodic
triggered by suspicious activity |
| https://www.w3.org/2000/01/rdf-schema#label |
Know Your Customer Regulations
|
| gptkbp:introducedIn |
1970s
|
| gptkbp:mandate |
gptkb:Financial_Action_Task_Force
national governments |
| gptkbp:originatedIn |
gptkb:Bank_Secrecy_Act
|
| gptkbp:purpose |
prevent terrorist financing
prevent money laundering verify customer identity |
| gptkbp:relatedTo |
gptkb:Anti-Money_Laundering_Regulations
gptkb:Customer_Due_Diligence gptkb:Enhanced_Due_Diligence |
| gptkbp:requires |
collect customer identification information
monitor customer transactions assess customer risk |
| gptkbp:updated |
gptkb:Patriot_Act
gptkb:EU_Anti-Money_Laundering_Directives |
| gptkbp:bfsParent |
gptkb:Commercial_Banking
|
| gptkbp:bfsLayer |
7
|