Statements (50)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
Regulatory Process
|
| gptkbp:appliesTo |
New Customers
Beneficial Owners Existing Customers |
| gptkbp:documentation |
Ownership Structure
Business Registration Documents Proof of Address Proof of Identity Purpose of Account Source of Wealth |
| gptkbp:failureToComply |
sanctions
Fines Criminal Charges Loss of License |
| gptkbp:goal |
Prevent Money Laundering
Prevent Terrorist Financing |
| https://www.w3.org/2000/01/rdf-schema#label |
Customer Due Diligence
|
| gptkbp:involves |
Assessing Source of Funds
Collecting Identification Documents Monitoring Transactions Screening Against Sanctions Lists |
| gptkbp:mandate |
gptkb:Bank_Secrecy_Act
gptkb:FATF EU AML Directives |
| gptkbp:purpose |
Assess Risk
Identify Customers |
| gptkbp:regulates |
gptkb:FinCEN
gptkb:European_Banking_Authority Financial Conduct Authority |
| gptkbp:relatedTo |
gptkb:Anti-Money_Laundering
gptkb:Know_Your_Customer |
| gptkbp:requires |
gptkb:Banks
Financial Institutions Insurance Companies Securities Firms |
| gptkbp:riskFactor |
High Risk
Low Risk Medium Risk |
| gptkbp:step |
Risk Assessment
Customer Identification Customer Verification Ongoing Monitoring |
| gptkbp:type |
gptkb:Enhanced_Due_Diligence
Simplified Due Diligence Standard Due Diligence |
| gptkbp:updated |
Periodically
When Risk Changes When Suspicious Activity Detected |
| gptkbp:bfsParent |
gptkb:CDD
|
| gptkbp:bfsLayer |
5
|