Financial Services Act 1992

GPTKB entity

Properties (59)
Predicate Object
gptkbp:instanceOf legislation
gptkbp:addresses mis-selling of financial products
gptkbp:aimsTo preventing financial crime
increase transparency in financial markets
gptkbp:amends gptkb:Financial_Services_Act_1996
gptkbp:covers insurance services
investment services
banking services
gptkbp:effectiveDate 1 November 1992
gptkbp:enactedBy gptkb:Parliament_of_the_United_Kingdom
gptkb:Financial_Services_and_Markets_Act_2000
gptkbp:established gptkb:Financial_Services_Authority
gptkb:Securities_and_Investments_Board
rules for investment advice
https://www.w3.org/2000/01/rdf-schema#label Financial Services Act 1992
gptkbp:impact financial institutions
gptkbp:includes provisions for consumer redress
provisions for market abuse
gptkbp:influenced subsequent financial legislation
gptkbp:influencedBy BCCI_scandal
gptkbp:introduced gptkb:John_Major
regulatory objectives
gptkbp:isActiveIn policy papers
gptkbp:isAssociatedWith financial stability
gptkbp:isChallengedBy gptkb:Financial_Services_and_Markets_Act_2000
Queen Elizabeth II
gptkbp:isCitedIn gptkb:Parliament
legal cases
gptkbp:isConsidered landmark legislation
gptkbp:isCriticizedFor complexity
lack of consumer protection
insufficient regulatory powers
gptkbp:isDescribedAs media articles
gptkbp:isDiscussedIn academic literature
gptkbp:isEvaluatedBy regulatory bodies
gptkbp:isLocatedIn gptkb:Financial_Services_Authority
gptkbp:isPartOf UK_financial_legislation_history
UK_regulatory_framework
gptkbp:isReferencedIn financial reports
gptkbp:isRelatedTo financial regulation
gptkbp:isReviewedBy think tanks
gptkbp:isStudiedIn law schools
gptkbp:isSubjectTo legal challenges
gptkbp:isVisitedBy 1996
2000
gptkbp:ledTo creation_of_the_Financial_Ombudsman_Service
gptkbp:mandates disclosure of information to consumers
gptkbp:provides regulatory framework
framework for self-regulation
gptkbp:purpose to_regulate_financial_services_in_the_UK
gptkbp:relatedTo consumer protection
gptkbp:replacedBy gptkb:Financial_Services_and_Markets_Act_2000
gptkbp:requires financial firms to be authorized
financial institutions to maintain capital adequacy
gptkbp:sets rules for financial promotions
gptkbp:wasAffecting 1992
gptkbp:wasPartOf gptkb:House_of_Lords
House of Commons
UK_financial_regulatory_reform