Financial Services and Markets Act 2000
GPTKB entity
Statements (50)
Predicate | Object |
---|---|
gptkbp:instance_of |
gptkb:legislation
|
gptkbp:aims_to |
protect consumers
promote competition enhance market integrity reduce systemic risk |
gptkbp:amended_by |
gptkb:Financial_Services_Act_2012
gptkb:Financial_Services_Act_2021 |
gptkbp:applies_to |
gptkb:financial_institutions
banks insurance companies investment firms |
gptkbp:effective_date |
1 December 2001
|
gptkbp:enacted_by |
gptkb:Parliament_of_the_United_Kingdom
|
gptkbp:establishes |
gptkb:financial_services
|
gptkbp:governed_by |
gptkb:Prudential_Regulation_Authority
gptkb:Financial_Conduct_Authority |
https://www.w3.org/2000/01/rdf-schema#label |
Financial Services and Markets Act 2000
|
gptkbp:includes |
provisions for licensing
provisions for enforcement provisions for consumer redress provisions for regulation provisions for supervision |
gptkbp:provides |
gptkb:regulations
enforcement actions penalties for non-compliance disclosure requirements rules for conduct regulatory powers |
gptkbp:regulates |
gptkb:financial_services
|
gptkbp:related_to |
gptkb:financial_technology
gptkb:financial_regulation financial markets consumer protection financial stability investment services financial advice investment protection payment services anti-money laundering insurance regulation pension schemes financial crime prevention credit regulation mortgage regulation market abuse retail investment products |
gptkbp:repealed_by |
gptkb:Financial_Services_Act_2021
|
gptkbp:bfsParent |
gptkb:Prudential_Regulation_Authority
gptkb:Financial_Conduct_Authority |
gptkbp:bfsLayer |
5
|