Nasdaq Listing Qualifications Department

E604117

Nasdaq department regulatory department

The Nasdaq Listing Qualifications Department is the regulatory body within Nasdaq responsible for overseeing and enforcing listing standards and compliance for companies traded on its markets.

Try in SPARQL Jump to: Surface forms Disambiguation Statements Elicitation Referenced by

All labels observed (6)

Label	Occurrences
NASDAQ listing rules	1
Nasdaq Hearings Panel	1
Nasdaq Listing Center	1
Nasdaq Listing Qualifications Department canonical	1
Nasdaq MarketWatch Department	1
Nasdaq rulebook	1

How this entity was disambiguated

This entity first appeared as the object of triple T6539940 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.

NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07

Target entity: Nasdaq Listing Qualifications Department
Context triple: [Nasdaq Global Market, governedBy, Nasdaq Listing Qualifications Department]

A. Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
B. Nasdaq Clearing
Nasdaq Clearing is a central counterparty clearing house operated by Nasdaq that manages and guarantees the clearing of trades in various financial instruments across Nordic and other European markets.
C. NASDAQ MarketSite
NASDAQ MarketSite is the iconic Times Square broadcast and marketing center of the Nasdaq stock exchange, known for its large electronic display and live market updates.
D. Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
E. Nasdaq Global Market
Nasdaq Global Market is a mid-cap segment of the Nasdaq Stock Market that lists companies meeting specific financial, liquidity, and corporate governance standards.
F. None of above. chosen
G. Unsure - the case is ambiguous/there is not enough information to decide.

NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07

Target entity: Nasdaq Listing Qualifications Department
Target entity description: The Nasdaq Listing Qualifications Department is the regulatory body within Nasdaq responsible for overseeing and enforcing listing standards and compliance for companies traded on its markets.

A. Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
B. Nasdaq Clearing
Nasdaq Clearing is a central counterparty clearing house operated by Nasdaq that manages and guarantees the clearing of trades in various financial instruments across Nordic and other European markets.
C. NASDAQ MarketSite
NASDAQ MarketSite is the iconic Times Square broadcast and marketing center of the Nasdaq stock exchange, known for its large electronic display and live market updates.
D. Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
E. Nasdaq Global Market
Nasdaq Global Market is a mid-cap segment of the Nasdaq Stock Market that lists companies meeting specific financial, liquidity, and corporate governance standards.
F. None of above. chosen

Statements (48)

Predicate	Object
instanceOf	Nasdaq department ⓘ regulatory department ⓘ
collaboratesWith	Nasdaq MarketWatch Department ⓘ linked to: Nasdaq Listing Qualifications Department Nasdaq Office of General Counsel ⓘ
communicatesVia	Nasdaq Listing Center ⓘ linked to: Nasdaq Listing Qualifications Department
enforces	Nasdaq continued listing requirements ⓘ Nasdaq corporate governance requirements ⓘ Nasdaq listing standards ⓘ Nasdaq qualitative listing criteria ⓘ Nasdaq quantitative listing criteria ⓘ
goal	maintain fair and orderly markets ⓘ preserve integrity of Nasdaq listing standards ⓘ protect investors ⓘ
industry	financial regulation ⓘ
issues	deficiency notices ⓘ delisting determination letters ⓘ public compliance notifications ⓘ
jurisdiction	Nasdaq-listed companies ⓘ
location	United States ⓘ linked to: United States of America
mayGrant	cure periods for non-compliance ⓘ extensions to regain compliance ⓘ
monitors	public disclosures related to listing compliance ⓘ
operatesUnder	Nasdaq listing rules ⓘ Nasdaq rulebook ⓘ linked to: Nasdaq Listing Qualifications Department
oversees	compliance with corporate governance listing rules ⓘ compliance with market value requirements ⓘ compliance with minimum bid price rules ⓘ compliance with public float requirements ⓘ compliance with shareholder distribution requirements ⓘ compliance with shareholder equity requirements ⓘ
parentOrganization	Nasdaq, Inc. ⓘ linked to: NASDAQ
partOf	Nasdaq Stock Market ⓘ linked to: NASDAQ Nasdaq, Inc. ⓘ linked to: NASDAQ
regulates	companies listed on Nasdaq Capital Market ⓘ companies listed on Nasdaq Global Market ⓘ companies listed on Nasdaq Global Select Market ⓘ
responsibleFor	enforcing listing standards ⓘ granting compliance plans and extensions ⓘ initiating delisting proceedings ⓘ interpreting Nasdaq listing rules ⓘ monitoring continued listing compliance ⓘ overseeing listing standards ⓘ reviewing continued listing status ⓘ reviewing initial listing applications ⓘ
subjectToAppealBefore	Nasdaq Hearings Panel ⓘ linked to: Nasdaq Listing Qualifications Department
subjectToOversightBy	Nasdaq Listing and Hearing Review Council ⓘ
uses	qualitative corporate governance criteria ⓘ quantitative financial criteria ⓘ

How these facts were elicited