Dealer (who acts as principal)
GPTKB entity
Statements (15)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
Financial term
|
| gptkbp:commonIn |
gptkb:Securities_markets
|
| gptkbp:contrastsWith |
gptkb:Broker_(who_acts_as_agent)
|
| gptkbp:defines |
A dealer who buys and sells securities for their own account, acting as principal rather than as agent.
|
| gptkbp:example |
Market makers
Investment banks |
| https://www.w3.org/2000/01/rdf-schema#label |
Dealer (who acts as principal)
|
| gptkbp:profitSource |
Bid-ask spread
|
| gptkbp:regulates |
gptkb:Securities_and_Exchange_Commission_(SEC)
gptkb:Financial_Industry_Regulatory_Authority_(FINRA) |
| gptkbp:responsibility |
Market risk
|
| gptkbp:role |
Buys securities for own inventory
Sells securities from own inventory |
| gptkbp:bfsParent |
gptkb:Broker
|
| gptkbp:bfsLayer |
5
|