Statements (48)
Predicate | Object |
---|---|
gptkbp:instanceOf |
Business Function
|
gptkbp:foundIn |
Financial Institutions
Investment Banks Custodian Banks |
gptkbp:hasFeature |
gptkb:ISO_15022
gptkb:ISO_20022 |
https://www.w3.org/2000/01/rdf-schema#label |
Custody Operations
|
gptkbp:involves |
Reconciliation
Reporting Proxy Voting Corporate Actions Processing Income Collection Securities Safekeeping Tax Services Trade Settlement |
gptkbp:objective |
Comply with Regulations
Ensure Accurate Settlement Mitigate Operational Risk Provide Timely Reporting Safeguard Client Assets |
gptkbp:performedBy |
Custody Operations Analyst
Custody Operations Manager Custody Operations Specialist |
gptkbp:regulates |
gptkb:Securities_and_Exchange_Commission
gptkb:European_Central_Bank Financial Conduct Authority |
gptkbp:relatedTo |
gptkb:settlement
gptkb:Clearing Reconciliation Reporting Asset Servicing Custodian Bank Securities Services |
gptkbp:riskFactor |
Regulatory Risk
Market Risk Operational Risk Counterparty Risk Settlement Risk |
gptkbp:system |
gptkb:SWIFT
Custody Platform Settlement System |
gptkbp:usedBy |
gptkb:Pension_Funds
Institutional Investors Insurance Companies Mutual Funds Investment Managers |
gptkbp:bfsParent |
gptkb:Orange_County_Sheriff's_Department
|
gptkbp:bfsLayer |
7
|