Australian Securities and Investments Commission (ASIC)

GPTKB entity

Statements (53)
Predicate Object
gptkbp:instance_of gptkb:government_agency
gptkbp:ceo gptkb:Joe_Longo
gptkbp:conducts investigations
enforcement actions
gptkbp:coordinates_with gptkb:Australian_Competition_and_Consumer_Commission
gptkb:Australian_Federal_Police
gptkb:Australian_Prudential_Regulation_Authority
gptkb:Reserve_Bank_of_Australia
gptkbp:enforces corporate law
gptkbp:formed 1 July 1998
gptkbp:function monitoring compliance
investigating misconduct
licensing financial services providers
administering the National Consumer Credit Protection Act 2009
administering the Corporations Act 2001
promoting investor education
administering the Australian Securities and Investments Commission Act 2001
gptkbp:governed_by gptkb:Australian_Securities_and_Investments_Commission_Act_2001
gptkbp:has_authority_over gptkb:investigation
financial reporting
financial advice
investment schemes
insolvency practices
gptkbp:headquarters gptkb:Sydney,_Australia
https://www.w3.org/2000/01/rdf-schema#label Australian Securities and Investments Commission (ASIC)
gptkbp:is_a_member_of gptkb:International_Organization_of_Securities_Commissions
gptkbp:is_involved_in policy development
stakeholder engagement
international cooperation
regulatory reform
gptkbp:issues warnings
licenses
penalties
gptkbp:jurisdiction gptkb:Australia
gptkbp:oversees financial markets
gptkbp:parent_organization gptkb:Treasury_of_Australia
gptkbp:promotes financial literacy
investor confidence
market integrity
gptkbp:provides consumer protection
gptkbp:publishes gptkb:guidelines
gptkb:reports
regulatory updates
consultation papers
gptkbp:regulates gptkb:financial_services
corporations
gptkbp:reports_to gptkb:Parliament_of_the_United_Kingdom
gptkbp:type gptkb:regulations
gptkbp:website asic.gov.au
gptkbp:bfsParent gptkb:AIA_Australia
gptkb:Comm_Bank
gptkb:Australian_Securities_Exchange_(ASX)
gptkbp:bfsLayer 5