Statements (17)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:United_States_federal_law
|
| gptkbp:administeredBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:alsoKnownAs |
SEC Marketing Rule
|
| gptkbp:appliesTo |
registered investment advisers
|
| gptkbp:citation |
gptkb:17_CFR_§_275.206(4)-1
|
| gptkbp:codifiedIn |
gptkb:Title_17_of_the_Code_of_Federal_Regulations
|
| https://www.w3.org/2000/01/rdf-schema#label |
17 CFR § 275.206(4)-1
|
| gptkbp:partOf |
gptkb:Investment_Advisers_Act_of_1940
|
| gptkbp:prohibits |
false or misleading statements in advertisements
|
| gptkbp:regulates |
investment adviser advertisements
solicitation activities |
| gptkbp:replacedBy |
former advertising and cash solicitation rules
|
| gptkbp:requires |
review and approval of advertisements by designated employees
disclosure of material risks and conflicts |
| gptkbp:startDate |
May 4, 2021
|
| gptkbp:bfsParent |
gptkb:SEC_Rule_206(4)-1
|
| gptkbp:bfsLayer |
7
|