Statements (12)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:United_States_federal_law
|
| gptkbp:alsoKnownAs |
Investment Adviser Code of Ethics Rule
|
| gptkbp:appliesTo |
investment advisers registered with the SEC
|
| gptkbp:citation |
gptkb:17_CFR_§_275.204A-1
|
| gptkbp:enforcedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| https://www.w3.org/2000/01/rdf-schema#label |
17 CFR § 275.204A-1
|
| gptkbp:partOf |
gptkb:Title_17_of_the_Code_of_Federal_Regulations
|
| gptkbp:purpose |
to prevent fraudulent, deceptive, or manipulative acts by investment advisers
|
| gptkbp:requires |
investment advisers to establish, maintain, and enforce a written code of ethics
|
| gptkbp:startDate |
August 31, 2004
|
| gptkbp:bfsParent |
gptkb:SEC_Rule_204A-1
|
| gptkbp:bfsLayer |
7
|