Properties (59)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
government agency
|
| gptkbp:awardedBy |
registration of securities
|
| gptkbp:budget |
over $1 billion
|
| gptkbp:collectibility |
filings from companies
|
| gptkbp:composedOf |
five commissioners
|
| gptkbp:conducts |
investigations
enforcement actions |
| gptkbp:customerService |
over 4,000
|
| gptkbp:defeated |
trading of securities
|
| gptkbp:enforces |
securities laws
fines |
| gptkbp:established |
1934
|
| gptkbp:faced |
criticism over its effectiveness
|
| gptkbp:fullName |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:has_a |
Investment Management
Enforcement Corporation Finance Economic and Risk Analysis Trading and Markets |
| gptkbp:has_a_mission_to |
protect investors
facilitate capital formation maintain fair markets |
| gptkbp:has_a_role_in |
financial stability
initial public offerings (IPOs) |
| gptkbp:has_a_website |
www.sec.gov
|
| gptkbp:hasAuthorityOver |
public companies
|
| gptkbp:hasPrograms |
2022-2026
|
| gptkbp:hasVolunteers |
to encourage reporting of violations
|
| gptkbp:headquarters |
gptkb:Washington,_D.C.
|
| gptkbp:heldIn |
public meetings
|
| https://www.w3.org/2000/01/rdf-schema#label |
the SEC
|
| gptkbp:is_a_key_player_in |
U.S._financial_regulation.
|
| gptkbp:is_a_member_of |
the_Financial_Stability_Oversight_Council
|
| gptkbp:is_a_source_of |
regulate securities markets
|
| gptkbp:is_involved_in |
cybersecurity initiatives
regulatory reform international regulatory cooperation |
| gptkbp:is_known_for |
its rigorous enforcement actions
|
| gptkbp:issuedBy |
the_President_of_the_United_States
|
| gptkbp:issues |
regulations
proposed rules no-action letters |
| gptkbp:jurisdiction |
gptkb:United_States
|
| gptkbp:oversees |
securities exchanges
the Exchange Act the_Investment_Company_Act the_Securities_Act |
| gptkbp:promotes |
fair and efficient markets
|
| gptkbp:protectedArea |
investors
|
| gptkbp:provides |
educational resources
guidance to companies data on market activity |
| gptkbp:publishes |
annual reports
|
| gptkbp:region |
multiple cities
|
| gptkbp:regulates |
broker-dealers
investment advisors |
| gptkbp:reportsTo |
gptkb:Congress
|
| gptkbp:requires |
financial disclosures
|
| gptkbp:works_with |
other regulatory agencies
|