municipal securities principal
GPTKB entity
Statements (13)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
financial professional
|
| gptkbp:approvedBy |
municipal securities accounts
municipal securities advertising municipal securities transactions |
| gptkbp:compatibleWith |
MSRB rules
|
| gptkbp:hasWorkedWith |
broker-dealer
|
| https://www.w3.org/2000/01/rdf-schema#label |
municipal securities principal
|
| gptkbp:oversees |
municipal securities representatives
|
| gptkbp:regulates |
municipal securities activities
|
| gptkbp:requires |
FINRA Series 53 license
|
| gptkbp:responsibleFor |
supervision of municipal securities transactions
|
| gptkbp:bfsParent |
gptkb:Series_48
|
| gptkbp:bfsLayer |
7
|