The CFA Institute's Code of Ethics and Standards of Professional Conduct
URI: https://gptkb.org/entity/The_CFA_Institute's_Code_of_Ethics_and_Standards_of_Professional_Conduct
GPTKB entity
Statements (34)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
professional code of ethics
standards of professional conduct |
| gptkbp:appliesTo |
CFA candidates
CFA Institute members CFA charterholders |
| gptkbp:basisFor |
disciplinary actions by CFA Institute
|
| gptkbp:contains |
gptkb:Standards_of_Professional_Conduct
code of conduct |
| gptkbp:enforcedBy |
gptkb:CFA_Institute
|
| gptkbp:firstPublished |
1960s
|
| https://www.w3.org/2000/01/rdf-schema#label |
The CFA Institute's Code of Ethics and Standards of Professional Conduct
|
| gptkbp:language |
English
|
| gptkbp:latestReleaseVersion |
2020
|
| gptkbp:publishedBy |
gptkb:CFA_Institute
|
| gptkbp:purpose |
to promote ethical and professional standards in the investment industry
|
| gptkbp:requires |
gptkb:fair_dealing
integrity professionalism confidentiality diligence compliance with laws and regulations independence and objectivity respect for the rights of others |
| gptkbp:Standard |
gptkb:Conflicts_of_Interest
Professionalism Duties to Clients Duties to Employers Integrity of Capital Markets Investment Analysis, Recommendations, and Actions Responsibilities as a CFA Institute Member or CFA Candidate |
| gptkbp:translatedInto |
multiple languages
|
| gptkbp:usedIn |
gptkb:CFA_Program_curriculum
|
| gptkbp:bfsParent |
gptkb:Michael_P._McMillan
|
| gptkbp:bfsLayer |
8
|