Self-Regulatory Organization
GPTKB entity
Statements (51)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:organization
|
| gptkbp:abbreviation |
gptkb:SRO
|
| gptkbp:authority |
gptkb:government
Industry consensus |
| gptkbp:canBe |
Private
Public Non-governmental Quasi-governmental |
| gptkbp:defines |
An organization that exercises some degree of regulatory authority over an industry or profession.
|
| gptkbp:enforcedBy |
Regulations
Industry standards Disciplinary actions |
| gptkbp:establishes |
Rules
Compliance requirements Best practices |
| gptkbp:example |
gptkb:American_Bar_Association
gptkb:Financial_Industry_Regulatory_Authority gptkb:New_York_Stock_Exchange gptkb:National_Futures_Association |
| gptkbp:field |
gptkb:law
gptkb:legislation Finance |
| gptkbp:governs |
gptkb:code_of_conduct
Disciplinary procedures Ethical standards |
| gptkbp:hasMember |
Organizations
Professionals Firms |
| gptkbp:imposedBy |
gptkb:sanctions
Expulsions Fines Suspensions |
| gptkbp:jurisdiction |
Varies by country
|
| gptkbp:monitors |
Compliance with rules
Market practices Member activities |
| gptkbp:purpose |
To maintain market integrity
To protect consumers To set and enforce standards within an industry |
| gptkbp:recognizedBy |
gptkb:Act_of_Parliament
Government regulator Industry agreement |
| gptkbp:regulates |
Members
Industry standards Professional conduct |
| gptkbp:relatedConcept |
gptkb:Regulatory_agency
gptkb:professional_association Self-regulation |
| gptkbp:bfsParent |
gptkb:SRO
|
| gptkbp:bfsLayer |
7
|
| https://www.w3.org/2000/01/rdf-schema#label |
Self-Regulatory Organization
|