Securities and Exchange Commission (USA)
GPTKB entity
Properties (52)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
government agency
|
| gptkbp:awardedBy |
licenses
|
| gptkbp:can_be |
hearings
subpoenas guidance on disclosure |
| gptkbp:composedOf |
five commissioners
|
| gptkbp:conducts |
investigations
rulemaking |
| gptkbp:convictedOf |
fraud cases
|
| gptkbp:coordinatesWith |
other regulatory agencies
|
| gptkbp:divisions |
Investment Management
Enforcement Corporation Finance Economic and Risk Analysis Trading and Markets |
| gptkbp:enforces |
compliance with regulations
securities laws fines penalties anti-fraud provisions |
| gptkbp:engagesIn |
international cooperation
|
| gptkbp:formed |
1934
|
| gptkbp:hasAuthorityOver |
public companies
suspend trading |
| gptkbp:headquarters |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities and Exchange Commission (USA)
|
| gptkbp:issues |
regulations
no-action letters |
| gptkbp:jurisdiction |
gptkb:United_States
|
| gptkbp:keyPeople |
gptkb:Gary_Gensler
|
| gptkbp:mayHave |
market manipulation
insider trading |
| gptkbp:oversees |
stock exchanges
mutual funds exchange-traded funds (ETFs) public company audits |
| gptkbp:parent_company |
gptkb:U.S._federal_government
|
| gptkbp:promotes |
fair and efficient markets
|
| gptkbp:protectedArea |
investors
|
| gptkbp:provides |
educational resources
guidance |
| gptkbp:publishes |
reports
|
| gptkbp:region |
regional offices
|
| gptkbp:regulates |
securities industry
crowdfunding investment advisors proxy voting |
| gptkbp:regulatoryCompliance |
new securities offerings
|
| gptkbp:reportsTo |
gptkb:Congress
|
| gptkbp:requires |
financial reporting
disclosure of information |
| gptkbp:website |
www.sec.gov
|