Securities Industry Regulatory Council
GPTKB entity
Statements (13)
Predicate | Object |
---|---|
gptkbp:instance_of |
gptkb:regulations
|
gptkbp:ensures |
compliance with regulations
|
gptkbp:established |
gptkb:1996
|
gptkbp:headquartered_in |
gptkb:South_Africa
|
https://www.w3.org/2000/01/rdf-schema#label |
Securities Industry Regulatory Council
|
gptkbp:issues |
regulatory notices
|
gptkbp:oversees |
financial markets
|
gptkbp:promotes |
investor protection
|
gptkbp:provides |
guidance to market participants
|
gptkbp:regulates |
securities industry
|
gptkbp:works_with |
gptkb:financial_institutions
|
gptkbp:bfsParent |
gptkb:Financial_Industry_Regulatory_Authority_(FINRA)
|
gptkbp:bfsLayer |
5
|