Properties (56)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
regulatory agency
|
| gptkbp:action |
fraudulent activities
|
| gptkbp:collaborates_with |
other regulatory bodies
|
| gptkbp:composedOf |
commissioners
|
| gptkbp:conducts |
investigations
public consultations risk assessments |
| gptkbp:develops |
regulatory frameworks
|
| gptkbp:education |
the public about investing
|
| gptkbp:enforces |
securities laws
|
| gptkbp:has_a_role_in |
corporate governance
financial stability preventing insider trading |
| gptkbp:has_a_website |
provides information to the public
|
| gptkbp:hasAuthorityOver |
public companies
|
| gptkbp:heldIn |
public hearings
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities Commission
|
| gptkbp:is_a_member_of |
international organizations
|
| gptkbp:is_a_source_of |
regulatory information.
|
| gptkbp:is_a_subject_of |
government oversight
|
| gptkbp:is_funded_by |
fees from regulated entities
|
| gptkbp:is_governed_by |
securities legislation
|
| gptkbp:is_involved_in |
policy development
market surveillance enforcement actions international regulatory cooperation investor protection initiatives |
| gptkbp:is_tasked_with |
promoting transparency
|
| gptkbp:issues |
penalties for violations
licenses to brokers guidelines for compliance no-action letters interpretive releases reports on market trends |
| gptkbp:mandates |
ensure market integrity
|
| gptkbp:monitors |
market activities
market manipulation |
| gptkbp:operates_in |
various countries
|
| gptkbp:oversees |
stock exchanges
|
| gptkbp:powers |
suspend trading
|
| gptkbp:promotes |
fair trading practices
|
| gptkbp:protectedArea |
investors
|
| gptkbp:provides |
guidance to issuers
data to researchers disclosure requirements technical assistance to other countries investor education programs advice to policymakers resources for compliance training |
| gptkbp:publishes |
annual reports
|
| gptkbp:regulates |
securities markets
|
| gptkbp:responsibleFor |
licensing investment advisors
monitoring investment funds |
| gptkbp:reviews |
financial statements
|
| gptkbp:rules |
initial public offerings
|
| gptkbp:works_with |
law enforcement agencies
|