Investment Industry Regulatory Organization of Canada
GPTKB entity
Properties (61)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:European_Union_Regulation
|
| gptkbp:collaboratesWith |
other regulatory bodies
|
| gptkbp:conducts |
investigations
investor satisfaction |
| gptkbp:ensures |
compliance with securities laws
|
| gptkbp:established |
2008
|
| gptkbp:hasAuthorityOver |
trading activities
|
| gptkbp:hasDescription |
fraud prevention
|
| gptkbp:hasFeature |
financial institutions
government agencies investors industry associations |
| gptkbp:hasImpactOn |
financial markets
|
| gptkbp:hasMember |
investment firms
|
| gptkbp:hasPart |
Compliance_Department
Research_Department Policy_Department Enforcement_Department |
| gptkbp:hasPrograms |
continuing education
industry professionals youth education investor education |
| gptkbp:hasPublications |
industry standards
|
| gptkbp:hasRole |
self-regulatory organization
|
| gptkbp:hasWebsite |
iiroc.ca
|
| gptkbp:headquarteredIn |
gptkb:Toronto
|
| https://www.w3.org/2000/01/rdf-schema#label |
Investment Industry Regulatory Organization of Canada
|
| gptkbp:isActiveIn |
policy advocacy
|
| gptkbp:isEngagedIn |
policy development
stakeholder consultations |
| gptkbp:isFocusedOn |
investor confidence
|
| gptkbp:isFundedBy |
membership fees
|
| gptkbp:isGovernedBy |
Board_of_Directors
|
| gptkbp:isInvolvedIn |
dispute resolution
financial regulation market regulation financial crime prevention consumer protection. |
| gptkbp:isPartOf |
financial services sector
|
| gptkbp:isRecognizedBy |
gptkb:Canadian_government
|
| gptkbp:isResponsibleFor |
regulatory compliance
|
| gptkbp:isSubjectTo |
Canadian_laws
|
| gptkbp:issueFeePaid |
market trends
|
| gptkbp:issues |
disciplinary actions
|
| gptkbp:locatedIn |
gptkb:Canada
|
| gptkbp:monitors |
market conduct
|
| gptkbp:offers |
investor protection
|
| gptkbp:oversees |
investment dealers
|
| gptkbp:participatesIn |
international regulatory discussions
|
| gptkbp:promotes |
market integrity
|
| gptkbp:provides |
education and training
regulatory framework market surveillance regulatory updates complaint resolution services |
| gptkbp:providesAccessTo |
regulatory resources
|
| gptkbp:providesGuidanceOn |
best practices
|
| gptkbp:providesSupportFor |
small investors
|
| gptkbp:publishes |
guidelines and rules
|
| gptkbp:supports |
financial literacy initiatives
|
| gptkbp:worksWith |
gptkb:Canadian_Securities_Administrators
|