Financial Services Authority (FSA)
GPTKB entity
Statements (120)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
former financial regulatory body
|
| gptkbp:country |
gptkb:United_Kingdom
|
| gptkbp:dissolved |
2013
|
| gptkbp:established |
2001
|
| gptkbp:headquarters |
gptkb:London
|
| https://www.w3.org/2000/01/rdf-schema#label |
Financial Services Authority (FSA)
|
| gptkbp:predecessor |
gptkb:Securities_and_Investments_Board
|
| gptkbp:regulates |
gptkb:mortgage_market_review
conflicts of interest consumer protection financial education money laundering banks corporate governance credit unions disciplinary action enforcement fines public awareness supervision financial stability insurance companies risk management financial markets consumer credit stock exchanges whistleblowing financial reporting market supervision compensation contingency planning risk assessments penalties prosecutions disclosure requirements injunctions payment services systemic risk building societies financial advisers friendly societies fund managers pension providers financial crime authorisation conduct supervision mortgage intermediaries prospectuses supervisory visits thematic reviews stress testing regulatory reporting recovery planning conduct of business resolution planning compensation schemes living wills prudential standards prudential supervision insider dealing market abuse collective investment schemes risk-based supervision takeovers and mergers regulatory capital capital adequacy liquidity requirements approved persons regime client money rules complaints handling financial ombudsman service financial promotions passporting public censures remuneration policies retail distribution review solvency requirements treating customers fairly macroprudential regulation market confidence redress listing of securities banning orders AIFMD implementation Basel II implementation CRD implementation EMIR implementation MiFID implementation Solvency II implementation UCITS implementation approved persons authorised firms client assets conduct of business sourcebook conduct returns financial promotions regime financial services compensation scheme firm-specific reviews fit and proper requirements general insurance intermediaries investment businesses microprudential regulation offsite monitoring onsite inspections orderly wind-down prudential returns prudential sourcebook regulated activities regulatory perimeter regulatory returns restoration orders sectoral reviews senior management arrangements stress scenarios threshold conditions |
| gptkbp:replacedBy |
Financial Conduct Authority
Prudential Regulation Authority |
| gptkbp:responsibleFor |
regulation of financial services industry in the UK
|
| gptkbp:bfsParent |
gptkb:Financial_Conduct_Authority_(FCA)_UK
|
| gptkbp:bfsLayer |
8
|