Financial Instruments and Exchange Act
GPTKB entity
Properties (53)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
legislation
|
| gptkbp:aimsTo |
protect investors
prevent market manipulation ensure market transparency |
| gptkbp:amends |
2018 amendment
|
| gptkbp:appliesTo |
financial institutions
|
| gptkbp:defines |
market participants
financial instruments |
| gptkbp:effectiveDate |
2006-09-30
|
| gptkbp:enactedBy |
gptkb:Japanese_Diet
|
| gptkbp:encourages |
foreign investment
|
| gptkbp:enforces |
Securities_and_Exchange_Surveillance_Commission
|
| gptkbp:established |
investor protection measures
|
| gptkbp:facilitates |
capital_market_development
|
| gptkbp:governedBy |
gptkb:Financial_Services_Agency
|
| https://www.w3.org/2000/01/rdf-schema#label |
Financial Instruments and Exchange Act
|
| gptkbp:includes |
registration requirements
reporting obligations disclosure requirements |
| gptkbp:influenced |
international standards
|
| gptkbp:is_a_key_component_of |
Japan's_financial_system
|
| gptkbp:is_a_subject_of |
judicial review
administrative guidance |
| gptkbp:is_designed_to |
promote competition
enhance market integrity increase investor confidence |
| gptkbp:is_essential_for |
economic stability
capital formation investor rights. |
| gptkbp:is_part_of |
Japanese_financial_regulatory_framework
|
| gptkbp:is_referenced_in |
financial market efficiency
|
| gptkbp:is_supported_by |
financial literacy programs
|
| gptkbp:isUpdatedBy |
regulatory amendments
|
| gptkbp:judgingCriteria |
legislative committees
|
| gptkbp:mandates |
auditing standards
market abuse regulations insider trading regulations |
| gptkbp:promotes |
fair trading practices
|
| gptkbp:provides |
penalties for violations
investor education initiatives |
| gptkbp:regulates |
investment services
securities transactions financial instruments |
| gptkbp:related_to |
consumer protection laws
anti-money laundering laws banking regulations |
| gptkbp:replacedBy |
Securities_and_Exchange_Law
|
| gptkbp:requires |
licensing of brokers
disclosure of conflicts of interest |
| gptkbp:suitableFor |
public offerings
private placements derivative transactions |
| gptkbp:supports |
financial innovation
|