FCA (UK Financial Conduct Authority)
GPTKB entity
Statements (61)
Predicate | Object |
---|---|
gptkbp:instanceOf |
gptkb:legislation
|
gptkbp:abbreviation |
gptkb:FCA
|
gptkbp:CEO |
gptkb:Nikhil_Rathi
|
gptkbp:chairman |
gptkb:Ashley_Alder
|
gptkbp:country |
gptkb:United_Kingdom
|
gptkbp:employs |
over 4,000 people
|
gptkbp:enforcedBy |
anti-money laundering regulations
prudential standards listing rules market abuse regulations conduct of business rules consumer credit regulations consumer duty financial promotions regulations senior managers and certification regime |
gptkbp:established |
2013
|
gptkbp:fullName |
Financial Conduct Authority
|
gptkbp:headquartersLocation |
gptkb:London
|
https://www.w3.org/2000/01/rdf-schema#label |
FCA (UK Financial Conduct Authority)
|
gptkbp:jurisdiction |
gptkb:United_Kingdom
|
gptkbp:legalBasis |
gptkb:Financial_Services_Act_2012
|
gptkbp:memberOf |
gptkb:UK_Regulators_Network
gptkb:International_Organization_of_Securities_Commissions_(IOSCO) gptkb:European_Securities_and_Markets_Authority_(ESMA)_(observer) |
gptkbp:oversees |
Prudential Regulation Authority (for some activities)
|
gptkbp:parentOrganization |
gptkb:Bank_of_England
HM Treasury |
gptkbp:predecessor |
gptkb:Financial_Services_Authority
|
gptkbp:regulates |
banks
insurance companies financial markets consumer credit crowdfunding platforms peer-to-peer lending asset managers payment services cryptocurrency businesses financial advisers insurance intermediaries investment firms payment institutions retail investment products financial firms over 50,000 firms mortgage lenders e-money institutions wholesale financial markets over 100,000 approved persons |
gptkbp:regulatoryObjectives |
consumer protection
competition in the interests of consumers integrity of the UK financial system |
gptkbp:reportsTo |
gptkb:Parliament_of_the_United_Kingdom
|
gptkbp:responsibility |
promoting competition
protecting consumers ensuring market integrity enforcing financial regulations protecting financial markets |
gptkbp:type |
independent public body
|
gptkbp:website |
https://www.fca.org.uk/
|
gptkbp:bfsParent |
gptkb:InfraRed_Capital_Partners
|
gptkbp:bfsLayer |
6
|