FCA (UK Financial Conduct Authority)

GPTKB entity

Statements (61)
Predicate Object
gptkbp:instanceOf gptkb:legislation
gptkbp:abbreviation gptkb:FCA
gptkbp:CEO gptkb:Nikhil_Rathi
gptkbp:chairman gptkb:Ashley_Alder
gptkbp:country gptkb:United_Kingdom
gptkbp:employs over 4,000 people
gptkbp:enforcedBy anti-money laundering regulations
prudential standards
listing rules
market abuse regulations
conduct of business rules
consumer credit regulations
consumer duty
financial promotions regulations
senior managers and certification regime
gptkbp:established 2013
gptkbp:fullName Financial Conduct Authority
gptkbp:headquartersLocation gptkb:London
https://www.w3.org/2000/01/rdf-schema#label FCA (UK Financial Conduct Authority)
gptkbp:jurisdiction gptkb:United_Kingdom
gptkbp:legalBasis gptkb:Financial_Services_Act_2012
gptkbp:memberOf gptkb:UK_Regulators_Network
gptkb:International_Organization_of_Securities_Commissions_(IOSCO)
gptkb:European_Securities_and_Markets_Authority_(ESMA)_(observer)
gptkbp:oversees Prudential Regulation Authority (for some activities)
gptkbp:parentOrganization gptkb:Bank_of_England
HM Treasury
gptkbp:predecessor gptkb:Financial_Services_Authority
gptkbp:regulates banks
insurance companies
financial markets
consumer credit
crowdfunding platforms
peer-to-peer lending
asset managers
payment services
cryptocurrency businesses
financial advisers
insurance intermediaries
investment firms
payment institutions
retail investment products
financial firms
over 50,000 firms
mortgage lenders
e-money institutions
wholesale financial markets
over 100,000 approved persons
gptkbp:regulatoryObjectives consumer protection
competition in the interests of consumers
integrity of the UK financial system
gptkbp:reportsTo gptkb:Parliament_of_the_United_Kingdom
gptkbp:responsibility promoting competition
protecting consumers
ensuring market integrity
enforcing financial regulations
protecting financial markets
gptkbp:type independent public body
gptkbp:website https://www.fca.org.uk/
gptkbp:bfsParent gptkb:InfraRed_Capital_Partners
gptkbp:bfsLayer 6