NASAA

E549820

NASAA is a U.S.-based association of state, provincial, and territorial securities regulators in North America that works to protect investors and promote fair securities markets.

All labels observed (2)

Label Occurrences
NASAA canonical 2
NASAA Enforcement Section 1

How this entity was disambiguated

Statements (43)

Predicate Object
instanceOf nonprofit organization
organization
trade association
activity advocates for strong state securities regulation
conducts examinations and licensing standards development
coordinates enforcement actions among members
develops model securities laws
provides investor education resources
collaboratesWith Financial Industry Regulatory Authority
U.S. Securities and Exchange Commission
continent North America
country United States
field financial regulation
investor protection
securities regulation
foundedBy state securities regulators
foundedInPeriod 1919
fullName North American Securities Administrators Association
hasAbbreviation NASAA
hasFocus small and local investors
state-level securities regulation
headquartersLocation Washington, D.C.
language English
legalForm nonprofit association
memberType provincial securities regulators
state securities regulators
territorial securities regulators
nonProfitStatus 501(c)(3) or similar nonprofit classification
purpose investor protection
promotion of efficient capital formation
promotion of fair securities markets
regionServed Canada
Mexico
United States
regulatoryArea broker-dealer regulation
investment adviser regulation
securities offerings
scope North America
sector financial services regulation
website https://www.nasaa.org
worksTo promote fair and transparent securities markets
protect investors from fraud
support state-level securities oversight

How these facts were elicited

Referenced by (3)

Full triples — surface form annotated when it differs from this entity's canonical label.

NASAA hasAbbreviation NASAA
Enforcement Section shortName NASAA Enforcement Section
linked to: NASAA