IOSCO Principles of Securities Regulation

E538260

international regulatory standard securities regulation standard soft law instrument

The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.

Try in SPARQL Jump to: Surface forms Disambiguation Statements Elicitation Referenced by

All labels observed (3)

Label	Occurrences
IOSCO Objectives and Principles of Securities Regulation	2
IOSCO Principles	1
IOSCO Principles of Securities Regulation canonical	1

How this entity was disambiguated

This entity first appeared as the object of triple T5678382 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.

NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07

Target entity: IOSCO Principles of Securities Regulation
Context triple: [International Organization of Securities Commissions, develops, IOSCO Principles of Securities Regulation]

A. Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
B. Principles for Financial Market Infrastructures
Principles for Financial Market Infrastructures is an international standard that sets out risk-management and operational guidelines for systemically important payment, clearing, and settlement systems to promote the safety and efficiency of global financial markets.
C. Bermuda Principles
The Bermuda Principles are a set of guidelines established in the 1990s that mandated the rapid, public release of DNA sequence data, profoundly shaping open-data practices in genomics.
D. International Organization of Securities Commissions
The International Organization of Securities Commissions (IOSCO) is a global standard-setting body that brings together securities regulators from around the world to develop and promote high standards for securities markets and investor protection.
E. Markets in Financial Instruments Regulation
Markets in Financial Instruments Regulation is a key European Union legislative framework that strengthens investor protection and transparency in financial markets by setting detailed rules for trading venues, investment firms, and market infrastructure.
F. None of above. chosen
G. Unsure - the case is ambiguous/there is not enough information to decide.

NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07

Target entity: IOSCO Principles of Securities Regulation
Target entity description: The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.

A. Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
B. Principles for Financial Market Infrastructures
Principles for Financial Market Infrastructures is an international standard that sets out risk-management and operational guidelines for systemically important payment, clearing, and settlement systems to promote the safety and efficiency of global financial markets.
C. Bermuda Principles
The Bermuda Principles are a set of guidelines established in the 1990s that mandated the rapid, public release of DNA sequence data, profoundly shaping open-data practices in genomics.
D. International Organization of Securities Commissions
The International Organization of Securities Commissions (IOSCO) is a global standard-setting body that brings together securities regulators from around the world to develop and promote high standards for securities markets and investor protection.
E. Markets in Financial Instruments Regulation
Markets in Financial Instruments Regulation is a key European Union legislative framework that strengthens investor protection and transparency in financial markets by setting detailed rules for trading venues, investment firms, and market infrastructure.
F. None of above. chosen

Statements (120)

Predicate	Object
instanceOf	international regulatory standard ⓘ securities regulation standard ⓘ soft law instrument ⓘ
abbreviation	IOSCO Principles ⓘ linked to: IOSCO Principles of Securities Regulation
appliesTo	collective investment schemes ⓘ market intermediaries ⓘ securities markets ⓘ securities regulators ⓘ
author	International Organization of Securities Commissions ⓘ
field	capital markets ⓘ financial regulation ⓘ securities regulation ⓘ
hasComponent	Principle 1 ⓘ Principle 10 ⓘ Principle 100 ⓘ Principle 11 ⓘ Principle 12 ⓘ Principle 13 ⓘ Principle 14 ⓘ Principle 15 ⓘ Principle 16 ⓘ Principle 17 ⓘ Principle 18 ⓘ Principle 19 ⓘ Principle 2 ⓘ Principle 20 ⓘ Principle 21 ⓘ Principle 22 ⓘ Principle 23 ⓘ Principle 24 ⓘ Principle 25 ⓘ Principle 26 ⓘ Principle 27 ⓘ Principle 28 ⓘ Principle 29 ⓘ Principle 3 ⓘ Principle 30 ⓘ Principle 31 ⓘ Principle 32 ⓘ Principle 33 ⓘ Principle 34 ⓘ Principle 35 ⓘ Principle 36 ⓘ Principle 37 ⓘ Principle 38 ⓘ Principle 39 ⓘ Principle 4 ⓘ Principle 40 ⓘ Principle 41 ⓘ Principle 42 ⓘ Principle 43 ⓘ Principle 44 ⓘ Principle 45 ⓘ Principle 46 ⓘ Principle 47 ⓘ Principle 48 ⓘ Principle 49 ⓘ Principle 5 ⓘ Principle 50 ⓘ Principle 51 ⓘ Principle 52 ⓘ Principle 53 ⓘ Principle 54 ⓘ Principle 55 ⓘ Principle 56 ⓘ Principle 57 ⓘ Principle 58 ⓘ Principle 59 ⓘ Principle 6 ⓘ linked to: Principle 3 Principle 60 ⓘ Principle 61 ⓘ Principle 62 ⓘ Principle 63 ⓘ Principle 64 ⓘ Principle 65 ⓘ Principle 66 ⓘ Principle 67 ⓘ Principle 68 ⓘ Principle 69 ⓘ Principle 7 ⓘ Principle 70 ⓘ Principle 71 ⓘ Principle 72 ⓘ Principle 73 ⓘ Principle 74 ⓘ Principle 75 ⓘ Principle 76 ⓘ Principle 77 ⓘ Principle 78 ⓘ Principle 79 ⓘ Principle 8 ⓘ Principle 80 ⓘ Principle 81 ⓘ Principle 82 ⓘ Principle 83 ⓘ Principle 84 ⓘ Principle 85 ⓘ Principle 86 ⓘ Principle 87 ⓘ Principle 88 ⓘ Principle 89 ⓘ Principle 9 ⓘ Principle 90 ⓘ Principle 91 ⓘ Principle 92 ⓘ Principle 93 ⓘ Principle 94 ⓘ Principle 95 ⓘ Principle 96 ⓘ Principle 97 ⓘ Principle 98 ⓘ Principle 99 ⓘ
hasPurpose	financial stability ⓘ investor protection ⓘ market integrity ⓘ promotion of fair efficient and transparent markets ⓘ reduction of systemic risk ⓘ
isRecognizedAs	core standard for securities regulation ⓘ
isRecognizedBy	Financial Stability Board ⓘ G20 ⓘ

How these facts were elicited

Referenced by (4)

Full triples — surface form annotated when it differs from this entity's canonical label.

International Organization of Securities Commissions → develops → IOSCO Principles of Securities Regulation ⓘ

IOSCO Principles of Securities Regulation → abbreviation → IOSCO Principles ⓘ

linked to: IOSCO Principles of Securities Regulation

IOSCO Multilateral Memorandum of Understanding → relatedTo → IOSCO Objectives and Principles of Securities Regulation ⓘ

linked to: IOSCO Principles of Securities Regulation

Insurance Core Principles → relatedTo → IOSCO Objectives and Principles of Securities Regulation ⓘ

linked to: IOSCO Principles of Securities Regulation

All labels observed (3)

How this entity was disambiguated Show

Statements (120)

How these facts were elicited Show

Referenced by (4)

How this entity was disambiguated

How these facts were elicited